Tag: SEC

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UPDATE: Charles Schwab discloses SEC investigation of digital advisory business, expects to book $200 million charge in Q2

Charles Schwab Corp. SCHW, -1.05% said Friday it has been responding to an investigation by the Securities and Exchange Commission…

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EV startup Canoo narrows quarterly loss, discloses SEC probe

Shares of Canoo Inc. GOEV, +3.42% fell in the extended session Monday after the electric-vehicle startup reported a narrower-than-expected quarterly…

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Nikola Corp. details new SEC probe

Nikola Corp. NKLA, +13.41% in a filing Friday disclosed a new U.S. Securities and Exchange Commission inquiry. The electric-truck maker…

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White House on GameStop drama: SEC is monitoring, government is working ‘how it should’

White House press secretary Jen Psaki on Friday deferred to the Securities and Exchange Commission when asked by reporters about…

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SEC fines BMW, U.S. subsidiaries for ‘misleading’ bond investors

The Securities and Exchange Commission has slapped Germany’s BMW AG BMW, -0.52% and two of the company’s U.S. subsidiaries with…

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U.S. shares of iQIYI drop on SEC probe

U.S.-traded shares of iQIYI Inc. IQ, -2.43% shares fell in the extended session Thursday after the Chinese online entertainment company…